Is Dynasty Financial Partners an IPO?

Yes, on January 19, 2022 Dynasty Financial Partners, provider of investment and technology platforms for independent financial advisors filed a registration statement on Form S-1 with the US SEC relating to the proposed Initial Public Offering (IPO).

Industry Founded Based (HQ) Valuation
Financial Services 2010 Saint Petersburg, Florida, US $ 300M

Here’s what you need to know:

What is an IPO?

When a private company or a startup first sells its shares to the general public, this process is known as an Initial Public Offering (IPO). An IPO means that a company's ownership is transferred from private ownership to public ownership. That is why the IPO process is called "going public".

Why go public? The primary benefit of going public is easier access to capital, but there are more reasons for that. If you want to learn more - here we answered frequently asked questions about IPOs in simple terms.

What is Dynasty Financial Partners?

Dynasty Financial Partners is a provider of wealth management and technology platforms for select independent financial advisory firms. The firm's core service pillars include community, technology finance, investment, capital sourcing, mergers and acquisitions, joint ventures, operations, marketing, compliance, and practice management. The firm caters to consumer products and services, information technology, and financial services sectors.

Business Details and Financials Before Dynasty Financial Partners IPO

The company serves 46 partner firms as well as 292 financial advisors with an average asset under management of $221 million per advisor as of September 30, 2021. For the first nine months of 2021, Dynasty Financial Partners generated total revenue of $49.2 million and a net profit of $10.6 million, compared to $32.7 million and $2.9 million for the first nine months of 2020 respectively.

Its network currently includes about 45 RIAs with close to 300 financial advisors and $65 billion in client assets.

Dynasty Financial Partners Prospectus SEC S-1 form

Dynasty Financial Partners Prospectus S-1

Dynasty Financial Partners Competitors

Dynasty Financial Partners's top competitors include GW & Wade, AssetMark, Independent Financial Partners.

Is Dynasty Financial Partners Stock Publicly Traded?

Dynasty Financial Partners is a privately owned company before the IPO is completed. It belongs to founders, early investors (venture capital firms), and some employees.

But when the status changes to Completed in the calendar here, the company will become public.

Dynasty Financial Partners's Key People

Dynasty Financial Partners's founder and CEO is Shirl Penney.

Dynasty Financial Partners pre-IPO Investors

Dynasty Financial Partners's top pre-IPO investors include - Venture - Series Unknown

How to Participate in Dynasty Financial Partners IPO Before Shares Hit the Public Market

In the past, Initial Public Offerings as a profitable investment type were only available to big funds or elite customers of major brokerage firms or banks and it was hard (almost impossible) for retail investors to gain access to IPOs. You couldn't buy shares paying the price set by the company and you had to wait until the shares actually start trading on the public stock market.

Luckily, technologies and marketplaces changed the rules of the game, now average investors can participate in IPOs. Brokers adjusted accordingly, making access to IPOs more affordable now.

Step-by-Step Guide How to Buy Dynasty Financial Partners IPO Stock at Its Offer Price

  1. Check the Dynasty Financial Partners IPO details. Always Do Your Own Research (DYOR) for the company that is going for IPO first.
  2. Find a broker. You need a broker that can provide you access to the IPO. You can use our tool attached below that helps to match investors with available IPO brokers in your area. Just click "FIND IPO BROKERS" button below to see brokers that offer access to Dynasty Financial Partners IPO.
  3. Check eligibility criteria. Each broker has its own eligibility criteria, like account minimum which can vary widely.
  4. Create trading account. For KYC  you need to prepare your identity document (valid passport or driving license) and a document confirming the address of residence (utility bill). Note, this procedure may take 1-3 days as it's better to prepare your account in advance.
  5. Deposit your account. To participate in an IPO, your account must have available funds in the amount you send IPO application for. Note, this procedure may take 1-3 days as it's better to prepare your account in advance.
  6. Request Dynasty Financial Partners shares. Assuming you meet the requirements for participating in this IPO, your next step will be to request a certain number of shares in the IPO. Note, you may not be allocated all the IPO shares you offer to buy.
  7. Wait for allocation. The actual number of stocks purchased during an IPO depends on supply and demand. The higher underwriter reserves the right to partial execution of collective applications. So if the demand is high you may get less than you applied for. Of course, you will only pay for the shares purchased. The rest of the funds will be returned to your account.

Note: Many IPO purchases come with a lock-up period, usually 90 or 180 days. You will not be able to sell your shares until this period expires.

What Brokers Offer Access to Dynasty Financial Partners IPO?

Just click the button below to check the list of available IPO brokers that can provide access to Dynasty Financial Partners IPO.

How to Invest After Dynasty Financial Partners IPO at Its Opening Price

The most conservative way to buy Dynasty Financial Partners stock would be to wait for the IPO and buy the shares on the public stock market. You can do this through the same brokers that provide access to IPOs or a trading app. Most of them have a stock trading functionality. Though, you won’t get in at the low price offered by pre-IPO.

How is Dynasty Financial Partners going public?

Dynasty Financial Partners announced it will go public via a traditional initial public offering, or IPO. No SPACs here.

Dynasty Financial Partners IPO Underwriters

Dynasty Financial Partners IPO underwriters are Goldman Sachs, JPMorgan, Citigroup and RBC Capital Markets.

When will be the Dynasty Financial Partners IPO date?

Dynasty Financial Partners IPO date is May 15, 2022 (ETA).

What will be the Dynasty Financial Partners IPO price?

Dynasty Financial Partners IPO price range will be published here when the information is available. Stay tuned!

How many Dynasty Financial Partners shares will be available for its IPO?

Dynasty Financial Partners's number of shares will be published here when the information is available Stay tuned!

What stock exchange will Dynasty Financial Partners trade on?

Dynasty Financial Partners will be traded on NASDAQ.

What Is the Dynasty Financial Partners Stock Ticker Symbol?

Dynasty Financial Partners stock ticker is DSTY.

Dynasty Financial Partners IPO news and updates: